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Analects (Lunyu) — Confucius

Later compilation · Essential works

Analects (Lunyu)

論語

Retrato de Confucio por Kanō Sansetsu
byConfucius

Twenty books of brief sayings, dialogues with disciples and princes, and notes on the Master's conduct. Without systematic order, they set out an ethic of self-cultivation: humaneness (ren) as the central virtue, ritual (li) as its form, study and the rectification of names as method, and the gentleman (junzi) as ideal. Three versions circulated under the Han (Lu, Qi and the "old text"); Zheng Xuan's recension and He Yan's commentary fixed the text, and Zhu Xi's (1190) made it the first of the Four Books. It is the main, and almost the only reliable, source on Confucius's thought.

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What it is about

The Analects (Lunyu, literally “Ordered Sayings” or “Selected Conversations”) are the main source for our knowledge of Confucius (Kong Qiu, 551–479 BCE) and the founding text of the Confucian tradition. They are neither a treatise nor the master’s own writing: they are a collection of some five hundred short passages —maxims, dialogues with disciples, judgements on individuals, descriptions of his conduct— gathered by his followers and their followers over several generations and arranged in twenty books.

At the heart of the book is a practical question: how to become a fully human person and how to bring order to a society in crisis. Confucius’s answer turns on a few notions. Ren, translated as “humaneness”, “benevolence” or “goodness”, is the virtue that sums up all the others and consists, in essence, in treating others as one would wish to be treated. Li, “ritual”, covers everything from religious ceremonies to everyday courtesy; it is the form that channels feeling and makes life together possible. The junzi, the “gentleman” or “noble person”, is no longer the aristocrat by birth but the one who has formed himself morally; his opposite is the xiaoren, the “small person”, guided only by profit.

From this follows a politics: the ruler should govern by virtue and example, not by punishment; if he is upright, the people will follow him as grass bends before the wind. And a pedagogy: learning is the path, and Confucius presents himself not as a sage or a saint but as someone who loves learning and never tires of teaching. The study of ancient texts, music and ritual forms character; learning without thought is useless, and thought without learning is perilous.

What makes the Analects unique is not only its teaching but the human portrait it conveys. Confucius appears ironic, impatient, affectionate, grief-stricken at the death of his favourite disciple, Yan Hui, frustrated at not finding a prince who would employ him. He is a master who doubts, corrects himself and admits not knowing. This blend of moral demand and concrete humanity explains why the book shaped the conscience of China, Korea, Japan and Vietnam for two millennia, and why it is still read today as one of the great reflections on education, virtue and common life.

Authorship note

Confucius did not write the Analects. They are a compilation of his sayings and conversations made by disciples and disciples' disciples over several generations after his death (5th–3rd centuries BCE) and fixed in their present form under the Han. Books 1–9 are considered the oldest stratum; 16–20 the latest.

Context of composition

Confucius lived in the state of Lu, in present-day Shandong, during the Spring and Autumn period, when the power of the Zhou dynasty had fragmented and great families were usurping the prerogatives of princes. Born into an impoverished family of the lower nobility, he held minor offices, served for a time as a minister in Lu, and spent some fourteen years travelling through other states in search of a ruler who would put his ideas into practice, without success. He returned to Lu and devoted himself to teaching a broad group of disciples of varied origins, something new in his time. The Analects were compiled after his death, probably between the late fifth and the fourth century BCE, and some parts perhaps later. Under the Han three versions circulated —the Lu version in twenty books, the Qi version in twenty-two, and the “old text” version, found in a wall of Confucius’s house— and these were merged into the text we know.

Structure

  1. 01

    Books 1–4: learning, governing, ritual and humaneness

    Book 1 opens with the joy of learning; Book 2 deals with government by virtue and contains Confucius’s brief autobiography (2.4); Book 3 treats ritual and music, with criticism of the Ji family; Book 4, considered by many one of the oldest strata, centres on *ren*.

  2. 02

    Books 5–9: disciples, contemporaries and self-portrait

    Judgements on disciples and historical figures (5–6), the portrait of Confucius as a lover of learning (7), sayings of Zengzi and praise of the sage kings of antiquity (8), and traits of the master’s character (9).

  3. 03

    Book 10: the master’s conduct

    A singular book, almost without dialogue, describing how Confucius behaved at court, in his village, when eating, dressing or mounting a carriage. It shows ritual embodied in everyday gestures.

  4. 04

    Books 11–15: dialogues on virtue and government

    They contain many of the most quoted dialogues: the death of Yan Hui (11), the definition of *ren* as “overcoming oneself and returning to ritual” (12.1), the rectification of names (13.3) and the golden rule (15.24).

  5. 05

    Books 16–20: later strata

    Books in a different style that scholars consider later: numbered lists (16), encounters with recluses who mock Confucius (18), sayings of the disciples without the master (19), and a short final book on the ancient kings (20).

Main themes

Ren: humaneness

*Ren* is the central virtue and the hardest to define: Confucius explains it differently to each disciple according to what that disciple needs. It involves loving others, overcoming selfishness and measuring others by oneself. The master refuses to claim it for himself and almost never grants it to anyone: it is a horizon rather than a possession.

Li: ritual as the form of life

For Confucius rituals are not empty formalism: they are the grammar of human relationships. Without feeling ritual is hollow; without ritual feeling overflows. Hence he criticises both those who perform rites heartlessly and those who usurp them, like the Ji family when they staged dances reserved for the sovereign.

The junzi: nobility through cultivation

The great Confucian revolution is to redefine nobility: it is not inherited but cultivated. The *junzi* seeks what is right, is serene in adversity, demands more of himself than of others, and is ashamed when his words outrun his deeds. This ideal opened education and public service to those who were not aristocrats.

Learning without tiring

The book begins, and nearly ends, with learning. Confucius says he was not born wise but loves antiquity and seeks it eagerly. Learning involves study and reflection, constant practice, recognising what one does not know and learning from anyone: among any three people there is always a teacher.

Governing by example

If one governs by laws and punishments, the people avoid punishment but feel no shame; if one governs by virtue and ritual, they feel shame and correct themselves. Good government begins with the ruler’s uprightness and with the “rectification of names”: that each should be what their name says they are.

Key passages

«The Master said: “To learn and, in due season, practise what one has learned —is that not a pleasure? To have friends come from afar —is that not a joy? To go unrecognised by others without resentment —is that not the mark of a noble person?”»

子曰:「學而時習之,不亦說乎?有朋自遠方來,不亦樂乎?人不知而不慍,不亦君子乎?」

Analectas 1.1

The book’s opening brings together its three pillars: learning put into practice, friendship, and serenity in the face of non-recognition, which Confucius himself endured. Our own translation.

«At fifteen I set my heart on learning; at thirty I stood firm; at forty I was free of doubts; at fifty I knew the mandate of Heaven; at sixty my ear was attuned; at seventy I followed my heart’s desires without overstepping the bounds.»

吾十有五而志于學,三十而立,四十而不惑,五十而知天命,六十而耳順,七十而從心所欲,不踰矩。

Analectas 2.4

The shortest spiritual autobiography in history. Its final goal is that desire and norm coincide: freedom as the fruit of cultivation. Phrases such as *erli* (而立) and *buhuo* (不惑) are still used in Chinese to refer to one’s thirties and forties. Our own translation.

«Yan Yuan asked about humaneness. The Master said: “To overcome oneself and return to ritual is humaneness. On the day one overcomes oneself and returns to ritual, all under heaven will return to humaneness. Humaneness depends on oneself —how could it depend on others?”»

顏淵問仁。子曰:「克己復禮為仁。一日克己復禮,天下歸仁焉。為仁由己,而由人乎哉?」

Analectas 12.1

The answer to the favourite disciple joins the two key notions, *ren* and *li*, and stresses personal responsibility. Zhu Xi made this passage one of the axes of the Neo-Confucian reading. Our own translation.

«Zigong asked: “Is there a single word that can guide one’s whole life?” The Master said: “Is it not reciprocity? What you do not wish for yourself, do not do to others.”»

子貢問曰:「有一言而可以終身行之者乎?」子曰:「其恕乎!己所不欲,勿施於人。」

Analectas 15.24

The negative formulation of the golden rule, which also appears in 5.12 and 12.2. *Shu*, “reciprocity” or “consideration”, means measuring others by oneself. Our own translation.

Reception and influence

Under the Han, the Analects became basic reading for every educated person, and the scholar Zhang Yu unified its versions in the first century BCE. The collected commentary compiled by He Yan in the third century fixed the ancient interpretation until Zhu Xi (1130–1200) incorporated the book into the Four Books, with a commentary that from 1313 to 1905 was the basis of the imperial examinations. For seven centuries every candidate for office in China had to know the book by heart, and the same was true, with variations, in Korea, Japan and Vietnam. Archaeology has added early witnesses: a bamboo-slip copy from the Dingzhou tomb (55 BCE) and fragments from the tomb of the Marquis of Haihun (59 BCE), which may belong to the lost Qi version.

In Europe the Jesuits translated the book into Latin in Confucius Sinarum Philosophus (Paris, 1687), a work read by Leibniz and the Enlightenment thinkers, Voltaire among them, who saw in Confucius a model of morality without revelation. James Legge published in 1861 the English translation that remained canonical for a century, and Arthur Waley (1938) renewed it. In China, the May Fourth Movement (1919) attacked Confucius as the symbol of the traditional order, and the Cultural Revolution made him the target of political campaigns in 1973–1974; since the late twentieth century, by contrast, the book has enjoyed a popular and scholarly revival. Modern textual criticism, especially by E. Bruce and A. Taeko Brooks, has studied its successive layers of composition.

How to read it

This is not a book to read straight through like an essay: its passages are short and often depend on a context the modern reader lacks. An annotated edition that explains who the interlocutors are and what is being discussed is best. One can start with Books 1, 2, 4, 7 and 12, which contain the core of the teaching and the master’s self-portrait, and then read the rest. In Spanish, Anne-Hélène Suárez’s translation (Siruela), made directly from the Chinese, is highly recommended. In English, Edward Slingerland (Hackett) includes traditional commentaries; Simon Leys (Norton) is elegant and personal; D. C. Lau (Penguin) is sober.

Editions and translations

Editions in your language first, without hiding the others. Each with its cover and its store.

English

  • The Analects of Confucius — Confucius

    The Analects of Confucius

    Columbia University Press (Translations from the Asian Classics), 2007

    Translation: Burton Watson

    ISBN 9780231141642

  • Confucius: Analects, with Selections from Traditional Commentaries

    Hackett Publishing Company, 2003

    Translation: Edward Slingerland

    ISBN 9780872206359

    Traducción académica de referencia con comentarios tradicionales.

  • The Analects of Confucius: A Philosophical Translation — Confucius

    The Analects of Confucius: A Philosophical Translation

    Ballantine Books, 1998

    Translation: Roger T. Ames y Henry Rosemont Jr.

    ISBN 9780345434074

    Basada en el manuscrito de Dingzhou.

  • Confucius: The Analects (Lun yü) — Confucius

    Confucius: The Analects (Lun yü)

    Penguin Classics, 1979

    Translation: D. C. Lau

    ISBN 9780140443486

  • Confucian Analects, The Great Learning and The Doctrine of the Mean — Confucius

    Confucian Analects, The Great Learning and The Doctrine of the Mean

    Dover Publications, 1971

    Translation: James Legge

    ISBN 9780486227467

    Reimpresión de la edición de 1893 con texto chino, notas y prolegómenos.

  • The Analects of Confucius

    George Allen & Unwin, 1938

    Translation: Arthur Waley

    Traducción clásica, reeditada por Vintage y Routledge; ISBN de reediciones no verificado.

  • The Chinese Classics, vol. 1: Confucian Analects, The Great Learning, The Doctrine of the Mean

    Trübner, Londres / Project Gutenberg, 1861

    Translation: James Legge

    Dominio público. Texto íntegro en Project Gutenberg, nº 4094.

Latín

  • Confucius Sinarum Philosophus, sive Scientia Sinensis Latine exposita

    Daniel Horthemels, París, 1687

    Translation: Philippe Couplet, Prospero Intorcetta, Christian Herdtrich, François de Rougemont

    Primera traducción a una lengua europea; dominio público. Edición crítica moderna: Thierry Meynard, IHSI, 2011 (ISBN 9788870412062).

Deutsch

  • Kungfutse: Gespräche (Lun Yü)

    Eugen Diederichs Verlag, 1910

    Translation: Richard Wilhelm

    Dominio público; múltiples reediciones.

  • Gespräche des Meisters Kung (Lun-yü), mit der Biographie des Meisters Kung aus den Historischen Aufzeichnungen — Confucius

    Gespräche des Meisters Kung (Lun-yü), mit der Biographie des Meisters Kung aus den Historischen Aufzeichnungen

    Deutscher Taschenbuch Verlag, 1985

    Translation: Ernst Schwarz

    ISBN 9783423021654

Français

Español

  • Lun Yu. Reflexiones y enseñanzas — Confucius

    Lun Yu. Reflexiones y enseñanzas

    Editorial Kairós, 1997

    Translation: Anne-Hélène Suárez Girard

    ISBN 9788472453661

    Traducción directa del chino clásico, con notas.

  • Los cuatro libros (Analectas, Gran Enseñanza, Justo Medio, Mencio) — Confucius

    Los cuatro libros (Analectas, Gran Enseñanza, Justo Medio, Mencio)

    Ediciones Paidós (Paidós Orientalia), 2002

    Translation: Joaquín Pérez Arroyo

    ISBN 9788449312076

    Traducción, introducción y notas; primera edición en Alfaguara (1981).

  • Analectas — Confucius

    Analectas

    Ediciones Akal, 2019

    Translation: Ana Useros Martín (del inglés)

    ISBN 9788446047865

    Versión ilustrada y adaptada por C. C. Tsai, con prólogo de Michael Puett.

  • Analectas — Confucius

    Analectas

    Herder Editorial, 2020

    ISBN 9788425443886

    Traductor no identificado en el catálogo consultado.

  • Textos escogidos (Analectas y Libro de la piedad filial) — Confucius

    Textos escogidos (Analectas y Libro de la piedad filial)

    Alianza Editorial, 2021

    Translation: Gabriel García-Noblejas Sánchez-Cendal y Carmen Torres Marín

    ISBN 9788413625102

    Selección con estudio preliminar.

Italiano

  • Analecta

    Bompiani (Testi a fronte), 2016

    Translation: Luigi Maggio

    ISBN 9788854281211

    Edición bilingüe.

Chino clásico · 文言

  • 論語 (texto recibido)

    Chinese Text Project (ctext.org)

    Texto chino con la traducción de Legge en paralelo; acceso libre.

Further reading

  • The Four Books

    Zhu Xi’s Neo-Confucian canon, in which the *Analects* stand at the centre alongside the *Mencius*, the *Great Learning* and the *Doctrine of the Mean*.

  • Classic of Filial Piety

    It develops filial piety, which in the *Analects* is the root of humaneness.

  • Daodejing

    The Daoist counterpoint: where Confucius trusts ritual and learning, the *Daodejing* proposes unlearning and non-action.

  • The Golden Rule (Mt 7:12; Lk 6:31)

    The positive formulation of the rule that Confucius states negatively in 15.24.

Other works by Confucius

Sources

  • Slingerland, Edward (trad.). Confucius: Analects, with Selections from Traditional Commentaries. Hackett Publishing Company, Indianápolis, 2003. ISBN 9780872206359.
  • James Legge (trad.), *The Chinese Classics*, vol. 1: *Confucian Analects, The Great Learning, and The Doctrine of the Mean*, Hong Kong / Londres, 1861.
  • Arthur Waley (trad.), *The Analects of Confucius*, Londres, George Allen & Unwin, 1938.
  • D. C. Lau (trad.), *Confucius: The Analects*, Harmondsworth, Penguin, 1979.
  • Simon Leys (trad.), *The Analects of Confucius*, Nueva York, W. W. Norton, 1997.
  • Edward Slingerland (trad.), *Confucius: Analects, with Selections from Traditional Commentaries*, Indianápolis, Hackett, 2003.
  • Confucio, *Analectas*, trad. de Anne-Hélène Suárez Girard, Madrid, Siruela, 1997.
  • E. Bruce Brooks y A. Taeko Brooks, *The Original Analects: Sayings of Confucius and His Successors*, Nueva York, Columbia University Press, 1998.
  • Herbert Fingarette, *Confucius: The Secular as Sacred*, Nueva York, Harper & Row, 1972.

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