Plotinos: Complete Works, vol. 1 (tratados 1–21, biografías) · 8

Some (of the astrologers) explain everything by the circular motion of the heavens, by the relative positions of the planets and stars, and by their mutual aspects (or, relations). They base this (principle) on the prevalent habit of deducing therefrom conjectures about futurity.

Others (like the Stoic Chrysippus103) define Fate otherwise: it is "the concatenation of causes" in "their connection towards the infinite," by which every posterior fact is the consequence of an anterior one. Thus the things that follow relate to the things that precede, and, as their effects, necessarily depend thereupon. Amidst these (Stoic) philosophers there are two conceptions of Fate: some consider that everything depends from a single principle, while others do not. These views we shall study later.

We shall first examine the system with which we began; later we shall review the others.

3. To refer everything to physical causes, whether you call them atoms or elements, and from their disordered90 motion to deduce order, reason and the soul that directs (the body), is absurd and impossible; nevertheless, to deduce everything from atoms, is, if possible, still more impossible; and consequently many valid objections have been raised against this theory.

To begin with, even if we do admit such atomic principles, their existence does not in any way inevitably lead to either the necessity of all things, or fatality. Let us, indeed, grant the existence of atoms; now some will move downwards—that is, if there is an up and down in the universe—others obliquely, by chance, in various directions. As there will be no order, there will be nothing determinate. Only what will be born of the atoms will be determinate. It will therefore be impossible to guess or predict events, whether by art—and indeed, how could there be any art in the midst of orderless things?—or by enthusiasm, or divine inspiration; for prediction implies that the future is determined. True, bodies will obey the impulses necessarily communicated to them by the atoms; but how could you explain the operations and affections of the soul by movements of atoms? How could atomic shock, whether vertical or oblique, produce in the soul these our reasonings, or appetites, whether necessarily, or in any other way? What explanation could they give of the soul's resistance to the impulsions of the body? By what concourse of atoms will one man become a geometrician, another become a mathematician and astronomer, and the other a philosopher? For, according to that doctrine we no longer produce any act for which we are responsible, we are even no longer living beings, since we undergo the impulsion of bodies that affect us just as they do inanimate things.

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The same objections apply to the doctrine of the philosophers who explain everything by other physical causes (such as "elements"). Principles of inferior nature might well warm us, cool us, or even make us perish; but they could not beget any of the operations which the soul produces; these have an entirely different cause.

4. But might (Heraclitus) suppose that a single Soul interpenetrating the universe produces everything, and by supplying the universe with motion supplies it simultaneously to all its constituent beings, so that from this primary cause, would necessarily flow all secondary causes, whose sequence and connection would constitute Fate? Similarly, in a plant, for instance, the plant's fate might be constituted by the ("governing") principle which, from the root, administers its other parts, and which organizes into a single system their "actions" and "reactions."104

To begin with, this Necessity and Fate would by their excess destroy themselves, and render impossible the sequence and concatenation of the causes. It is, indeed, absurd to insist that our members are moved by Fate when they are set in motion, or innervated, by the "governing principle." It is a mistake to suppose that there is a part which imparts motion, and on the other hand, a part which receives it from the former; it is the governing principle that moves the leg, as it would any other part. Likewise, if in the universe exists but a single principle which "acts and reacts," if things derive from each other by a series of causes each92 of which refers to the preceding one, it will no longer be possible to say truly that all things arise through causes, for their totality will constitute but a single being. In that case, we are no longer ourselves; actions are no longer ours; it is no longer we who reason; it is a foreign principle which reasons, wills, and acts in us, just as it is not our feet that walk, but we who walk by the agency of our feet. On the contrary, common sense admits that every person lives, thinks, and acts by his own individual, proper life, thought and action; to each must be left the responsibility of his actions, good or evil, and not attribute shameful deeds to the universal cause.

5. Others, again, insist that this is not the state of affairs. Their disposition depends on the circular movement of the heaven which governs everything, on the course of the stars, of their mutual relative position at the time of their rising, of their setting, of their zenith, or of their conjunction. Indeed, such are the signs on which are founded prognostications and predictions of what is to happen, not only to the universe, but also to each individual, both as to his fortunes and his thought. It is noticed that the other animals and vegetables increase or decrease according to the kind of sympathy existing between them and the stars, that all other things experience their influence, that various regions of the earth differ according to their adjustment with the stars, and especially the sun; that from the nature of these regions depend not only the character of the plants and animals, but also human forms, size, color, affections, passions, tastes, and customs. In this system, therefore, the course of the stars is the absolute cause of everything.

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To this we answer that our astrologer attributes indirectly to the stars all our characteristics: will, passions, vices and appetites; he allows us no rôle other than to turn like mills, instead of responsibility, as befits men, producing actions that suit our nature. On the contrary, we should be left in possession of what belongs to us by the observation that the universe limits itself to exercising some influence on what we possess already thanks to ourselves, and which is really characteristic of us. Moreover, one should distinguish the deeds in which we are "active," from those in which we are necessarily "passive," and not deduce everything from the stars. Nobody, indeed, doubts that the differences of place and climate exert an influence over us, imparting to us, for instance, a cool or warm-hearted disposition. Heredity also should be considered; for children usually resemble their parents by their features, form, and some affections of the irrational soul. Nevertheless, even though they resemble them by their facial features, because they are born in the same place, they may differ in habits and thoughts, because these things depend on an entirely different principle. In addition, we can adduce to the support of this truth the resistance which the soul offers to the temperament and to the appetites. As to the claim that the stars are the causes of everything, because one can predict what is to happen to each man from a consideration of their positions, it would be just as reasonable to assert that the birds and the other beings which the augurs consult as omens produce the events of which they are the signs.

This leads us to consider, more in detail, what sort of facts may be predicted according to the inspection of94 the positions occupied by the stars presiding over the birth of a man. They who, from the assertion that the stars indicate a man's future, draw the consequence that the stars produce them, are in error. In some person's horoscope which indicates birth from noble parents, on either maternal or paternal side, this nobility of birth cannot be attributed to the stars, as this nobility subsisted already in the parents before the stars had taken the position according to which the horoscope is cast. Besides, astrologers pretend they can discover the parent's fortune from the birth of their children, and from the condition of the parents the disposition and fate of the unborn offspring. From a child's horoscope, they announce his brother's death; and from a woman's horoscope, the fortunes of her husband, and conversely. It is unreasonable to refer to the stars things which evidently are necessary consequences of parental conditions. We then reach a dilemma: the cause lies either in these antecedent conditions, or in the stars. The beauty and ugliness of children, when they resemble their parents, must evidently be derived from them, and not from the course of the stars. Moreover, it is probable that at any one moment are born a crowd of human and animal young; now, inasmuch as they are born under the same star, they all ought to have the same nature. How does it then happen that, in the same positions, stars produce men and other beings simultaneously (as Cicero asks105)?

6. Each being derives his character from his nature. One being is a horse because he is born from a mare, while another is human, because born from a human mother; and more: he is that particular horse, and that particular man because he is born from such and such a horse, or woman. Doubtless, the course of the stars95 may modify the result, but the greatest part of the influence must be allowed to heredity.

The stars act on the body only in a physical way, and thus impart to them heat, cold, and the variety of temperament which results therefrom. But how could they endow the man with habits, tastes, and inclinations which do not seem to depend on the temperament, such as the avocation of a surveyor, a grammarian, a gambler, or an inventor?

Besides, nobody would admit that perversity could come from beings who are divinities. How could one believe that they are the authors of the evils attributed to them, and that they themselves become evil because they set or pass under the earth, as if they could possibly be affected by the fact that, in regard to us, they seem to set; as if they did not continue to wander around the heavenly sphere, and remained in the same relation to the earth? Besides it is incredible that because a star is in such or such a position in respect of another star, it becomes better or worse, and that it affects us with goodness when it is well disposed, and evil in the contrary case.

We grant that by their movement the stars co-operate in the conservation of the universe, and that they simultaneously play in it another part. They serve as letters for those skilled in deciphering this kind of writing; and who, by the observation of the figures formed by the stars, read into them future events according to the laws of analogy, as for instance, if one presaged high deeds from seeing a bird fly high.

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7. There remains to be considered the (Stoic) doctrine which, concatenating and interrelating all things among each other, establishes "a single cause which produces everything through seminal reasons." This doctrine reattaches itself to (Heraclitus's) which deduces from the action of the universal Soul the constitution and the movements of the individuals as well as those of the universe.

In this case, even if we possessed the power of doing something by ourselves, we would not be any the less than the remainder of the universe subjected to necessity, because Fate, containing the whole series of causes, necessarily determines each event. Now since Fate includes all causes, there is nothing which could hinder the occurrence of that event, or alter it. If then everything obeys the impulsion of a single principle, nothing is left to us but to follow it. Indeed, in this case, the fancies of our imagination would result from anterior facts, and would in turn determine our appetites; our liberty would then have become a mere word; nor would we gain any advantage from obeying our appetites, since our appetites themselves will be determined by anterior facts. We would have no more liberty than the other animals, than children, or the insane, who run hither and yon, driven by blind appetites; for they also obey their appetites, as fire would do, and as all the things which fatally follow the dispositions of their nature. These objections will be decisive for those capable of apprehending them; and in the search for other causes of our appetites they will not content themselves with the principles which we have examined.

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8. What other cause, besides the preceding, will we have to invoke so as to let nothing occur without a cause, to maintain order and interdependence of things in the world, and in order to preserve the possibility of predictions and omens without destroying our personality?

We shall have to introduce among the number of beings another principle, namely: the soul; and not only the World-soul, but even the individual soul of every person. In the universal concatenation of causes and effects, this soul is a principle of no little importance, because, instead of, like all other things, being born of a "seminal reason," it constitutes a "primary cause." Outside of a body, she remains absolute mistress of herself, free and independent of the cause which administers the world. As soon as she has descended into a body, she is no longer so independent, for she then forms part of the order to which all things are subjected. Now, inasmuch as the accidents of fortune, that is to say, the surrounding circumstances, determine many events, the soul alternately yields to the influence of external circumstances, and then again she dominates them, and does what she pleases. This she does more or less, according as she is good or evil. When she yields to the corporeal temperament, she is necessarily subjected to desire or anger, discouraged in poverty, or proud in prosperity, as well as tyrannical in the exercise of power. But she can resist all these evil tendencies if her disposition is good; she modifies her surroundings more than she is affected by them; some things she changes, others she tolerates without herself incurring guilt.

9. All things therefore, which result either from a choice by the soul, or from exterior circumstances, are98 "necessary," or determined by a cause. Could anything, indeed, be found outside of these causes? If we gather into one glance all the causes we admit, we find the principles that produce everything, provided we count, amidst external causes, the influence exercised by the course of the stars. When a soul makes a decision, and carries it out because she is impelled thereto by external things, and yields to a blind impulse, we should not consider her determination and action to be free. The soul is not free when, perverting herself, she does not make decisions which direct her in the straight path. On the contrary, when she follows her own guide, pure and impassible reason, her determination is really voluntary, free and independent, and the deed she performs is really her own work, and not the consequence of an exterior impulse; she derives it from her inner power, her pure being, from the primary and sovereign principle which directs her, being deceived by no ignorance, nor vanquished by the power of appetites; for when the appetites invade the soul, and subdue her, they drag her with them by their violence, and she is rather "passive" than "active" in what she does.

10. The conclusion of our discussion is that while everything is indicated and produced by causes, these are of two kinds: First the human soul, and then only exterior circumstances. When the soul acts "conformably to right reason" she acts freely. Otherwise, she is tangled up in her deeds, and she is rather "passive" than "active." Therefore, whenever she lacks prudence, the exterior circumstances are the causes of her actions; one then has good reason to say that she obeys Fate, especially if Fate is here considered as an exterior cause. On the contrary, virtuous actions are derived from ourselves; for, when we are independent, it is99 natural for us to produce them. Virtuous men act, and do good freely. Others do good only in breathing-spells left them in between by their passions. If, during these intervals, they practice the precepts of wisdom, it is not because they receive them from some other being, it is merely because their passions do not hinder them from listening to the voice of reason.

As the first book seemed Platonic, and the second Numenian, so this third one seems called forth by the practical opposition of astrologers or Gnostics. Later in life, his thirty-third book, ii. 9, was to take up again this polemic in more extended form. This chronologic arrangement of Plotinos's first three books reveals his three chief sources of interest—devotion to Plato, reliance on Numenius, and opposition to the Gnostics and astrologers.

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It is in the intelligible world that dwells veritable being. Intelligence is the best that there is on high; but there are also souls; for it is thence that they descended thither. Only, souls have no bodies, while here below they inhabit bodies and are divided there. On high, all the intelligences exist together, without separation or division; all the souls exist equally together in that world which is one, and there is no local distance between them. Intelligence therefore ever remains inseparable and indivisible; but the soul, inseparable so long as she resides on high, nevertheless possesses a divisible nature. For her "dividing herself" consists in departing from the intelligible world, and uniting herself to bodies; it might therefore be reasonably said that she becomes divisible in passing into bodies, since she thus separates from the intelligible world, and divides herself somewhat. In what way is she also indivisible? In that she does not separate herself entirely from the intelligible world, ever residing there by her highest part, whose nature it is to be indivisible. To say then that the soul is composed of indivisible (essence) and of (essence) divisible in bodies means then no more than that the soul has an (essence) which dwells partly in the intelligible world, and partly descends into the sense-world, which is suspended from the first and extends downwards to the second, as the ray goes from the centre to the circumference.101 When the soul descended here below, it is by her superior part that she contemplates the intelligible world, as it is thereby that she preserves the nature of the all (of the universal Soul). For here below she is not only divisible, but also indivisible; her divisible part is divided in a somewhat indivisible manner; she is indeed entirely present in the whole body in an indivisible manner, and nevertheless she is said to divide herself because she spreads out entirely in the whole body.

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1. From their birth, men exercise their senses, earlier than their intelligence,106 and they are by necessity forced to direct their attention to sense-objects. Some stop there, and spend their life without progressing further. They consider suffering as evil, and pleasure as the good, judging it to be their business to avoid the one and encompass the other. That is the content of wisdom for those of them that pride themselves on being reasonable; like those heavy birds who, having weighted themselves down by picking up too much from the earth, cannot take flight, though by nature provided with wings. There are others who have raised themselves a little above earthly objects because their soul, endowed with a better nature, withdraws from pleasures to seek something higher;107 but as they are not capable of arriving at contemplation of the intelligible, and as, after having left our lower region here, they do not know where to lodge, they return to a conception of morality which considers virtue to consist in these common-place actions and occupations whose narrow sphere they had at first attempted to leave behind. Finally a third kind is that of those divine men who are endowed with a piercing vision, and whose penetrating glance contemplates the splendor of the intelligible world, and rise unto it,103 taking their flight above the clouds and darkness of this world. Then, full of scorn for terrestrial things, they remain up there, and reside in their true fatherland with the unspeakable bliss of the man who, after long journeys, is at last repatriated.