Plotinos: Complete Works, vol. 1 (tratados 1–21, biografías) · 7

As has already been said above74 this hypothesis is inadmissible for several reasons. To begin with, the soul is prior (to the body), and the harmony is posterior75 thereto. Then the soul dominates the body, governs it, and often even resists it, which would be impossible if the soul were only a harmony. The soul, indeed, is a "being," which harmony is not. When the corporeal principles of which we are composed are mingled in just proportions, their temperament constitutes health (but not a "being," such as the soul). Besides, every part of the body being mingled in a different manner should form (a different harmony, and consequently) a different soul, so that there would be several of them. The decisive argument, however, is that this soul (that constitutes a harmony) presupposes another soul which would produce this harmony, as a lyre needs a musician who would produce harmonic vibrations in the strings, because he possesses within himself the reason according to which he produces the harmony. The strings of the lyre do not vibrate of themselves, and the elements of our body cannot harmonize themselves. Nevertheless, under this hypothesis, animated and orderly "being" would have been made up out of inanimate and disordered entities; and these orderly "beings" would owe their order and existence to chance. That is as impossible for parts as for the whole. The soul, therefore, is no harmony.

(13). b. Now let us examine the opinion of those who call the soul an entelechy. They say that, in the composite, the soul plays the part of form in respect to matter, in the body the soul animates. The soul, however, is not said to be the form of any body, nor of the body as such; but of the natural body, that is organized, and which possesses life potentially.76

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If the soul's relation to the body is the same as that of the statue to the metal, the soul will be divided with the body, and on cutting a member a portion of the soul would be cut along with it. According to this teaching, the soul separates from the body only during sleep, since she must inhere in the body of which she is the entelechy, in which case sleep would become entirely inexplicable. If the soul be an entelechy, the struggle of reason against the passions would become entirely impossible. The entire human being will experience but one single sentiment, and never be in disagreement with itself. If the soul be an entelechy, there will perhaps still be sensations, but mere sensations; pure thoughts will have become impossible. Consequently the Peripateticians themselves are obliged to introduce (into human nature) another soul, namely, the pure intelligence, which they consider immortal.77 The rational soul, therefore, would have to be an entelechy in a manner different from their definition thereof, if indeed this name is at all to be used.

The sense-soul, which preserves the forms of sense-objects previously perceived, must preserve them without the body. Otherwise, these forms would inhere in the body like figures and corporeal shapes. Now, if the forms inhered in the sense-soul in this manner, they could not be received therein otherwise (than as corporeal impressions). That is why, if we do grant the existence of an entelechy, it must be inseparable from the body. Even the faculty of appetite, not indeed that which makes us feel the need of eating and drinking,77 but that which desires things that are independent of the body, could not either be an entelechy.78

The soul's faculty of growth remains to be considered. This at least might be thought an inseparable entelechy. But neither does that suit her nature. For if the principle of every plant is in its root, and if growth takes place around and beneath it,79 as occurs in many plants, it is evident that the soul's faculty of growth, abandoning all the other parts, has concentrated in the root alone; it, therefore, was not distributed all around the soul, like an inseparable entelechy. Add that this soul, before the plant grows, is already contained in the small body (of the seed). If then, after having vivified a great plant, the soul's faculty of growth can condense into a small space, and if later it can, from this small space, again spread over a whole plant, it is evidently entirely separable from the (plant's) matter.

Besides, as the soul is indivisible, the entelechy of the divisible body could not become divisible as is the body. Besides, the same soul passes from the body of one animal into the body of some other. How could the soul of the first become that of the second, if she were only the entelechy of a single one? The example of animals that metamorphose demonstrates the impossibility of this theory. The soul, therefore, is not the simple form of a body; she is a genuine "being," which does not owe its existence merely to her being founded on the body, but which, on the contrary, exists before having become the soul of some78 individual animal. It is, therefore, not the body that begets the soul.

c. What then can be the nature of the soul, if she is neither a body, nor a corporeal affection, while, nevertheless, all the active force, the productive power and the other faculties reside in her, or come from her? What sort of a "being," indeed, is this (soul) that has an existence independent of the body? She must evidently be a veritable "being." Indeed, everything corporeal must be classified as generated, and excluded from genuine "being," because it is born, and perishes, never really exists, and owes its salvation exclusively to participation in the genuine existence, and that only in the measure of its participation therein.

9. (14). It is absolutely necessary to postulate the existence of a nature different from bodies, by itself fully possessing genuine existence, which can neither be born nor perish. Otherwise, all other things would hopelessly disappear, as a result of the destruction of the existence which preserves both the individuals and the universe, as their beauty and salvation. The soul, indeed, is the principle of movement (as Plato thought, in the Phaedrus); it is the soul that imparts movement to everything else; the soul moves herself. She imparts life to the body she animates; but alone she possesses life, without ever being subject to losing it, because she possesses it by herself. All beings, indeed,79 live only by a borrowed life; otherwise, we would have to proceed from cause to cause unto infinity. There must, therefore, exist a nature that is primarily alive, necessarily incorruptible and immortal because it is the principle of life for everything else. It is thereon that must be founded all that is divine and blessed, that lives and exists by itself, that lives and exists supremely, which is immutable in its essence, and which can neither be born nor perish. How indeed could existence be born or perish? If the name of "existence" really suited it, it must exist forever, just as whiteness is not alternately black and white. If whiteness were existence itself, it would, with its "being" (or nature) (which is, to be whiteness), possess an eternal existence; but, in reality, it is no more than whiteness. Therefore, the principle that possesses existence in itself and in a supreme degree will always exist. Now this primary and eternal existence can not be anything dead like a stone, or a piece of wood. It must live, and live with a pure life, as long as it exists within itself. If something of it mingles with what is inferior, this part meets obstacles in its aspiration to the good; but it does not lose its nature, and resumes its former condition on returning to a suitable condition (as thought Plato, in his Phaedo81).

10. (15). The soul has affinities with the divine and eternal nature. This is evident, because, as we have demonstrated it, she is not a body, has neither figure nor color, and is impalpable. Consider the following demonstration. It is generally granted that everything that is divine and that possesses genuine existence enjoys a happy and wise life. Now let us consider the nature of our soul, in connection with that of the divine. Let us take a soul, not one inside of a body, which is80 undergoing the irrational motions of appetite and anger, and the other affections born of the body, but a soul that has eliminated all that, and which, so far as possible, had no intercourse with the body. Such a soul would show us that vices are something foreign to the nature of the soul, and come to her from elsewhere, and that, inasmuch as she is purified, she in her own right possesses the most eminent qualities, wisdom, and the other virtues (as thought Plato82). If the soul, when re-entering into herself, is such, how could she not participate in this nature that we have acknowledged to be suitable to every thing that is eternal and divine? As wisdom and real virtue are divine things, they could not dwell in a vile and mortal entity; the existence that receives them is necessarily divine, since it participates in divine things by their mutual affinity and community. Anyone who thus possesses wisdom and virtue in his soul differs little from the superior beings; he is inferior to them only by the fact of his having a body. If all men, or at least, if many of them held their soul in this disposition, no one would be sceptic enough to refuse to believe that the soul is immortal. But as we consider the soul in her present condition of being soiled by vices, no one imagines that her nature is divine and immortal.

Now when we consider the nature of some being, it should be studied in its rarest condition, since extraneous additions hinder it from being rightly judged. The soul must be therefore considered only after abstraction of foreign things, or rather, he who makes this abstraction should observe himself in that condition. He then will not doubt that he is immortal, when he sees himself in the pure world of intelligence. He81 will see his intelligence occupied, not in the observation of some sense-object that is mortal, but in thinking the eternal by an equally eternal faculty.83 He will see all the entities in the intelligible world, and he will see himself become intelligible, radiant, and illuminated by the truth emanating from the Good, which sheds the light of truth on all intelligible entities.84 Then (like Empedocles, in Diog. Laertes85), he will have the right to say:

"Farewell, I am now an immortal divinity."

For he has ascended to the divinity, and has become assimilated thereto. As purification permits one to know the better things, so the notions we have within us, and which constitute real science, are made clear. Indeed, it is not by an excursion among external objects that the soul attains the intuition of wisdom and virtue, but by re-entering into herself, in thinking herself in her primitive condition. Then she clears up and recognizes in herself the divine statues, soiled by the rust of time. Likewise, if a piece of gold were animated and released itself from the earth by which it was covered, after first having been ignorant of its real nature because it did not see its own splendor, it would admire itself when considering itself in its purity; it would find that it had no need of a borrowed beauty, and would consider itself happy to remain isolated from everything else.86

11. (16). What sensible man, after having thus considered the nature of the soul, could still doubt of the immortality of a principle which derives life from naught but itself, and which cannot lose it? How could the soul lose life, since she did not borrow it from elsewhere, and since she does not possess it as fire possesses heat? For, without being an accident of82 fire, the heat, nevertheless, is an accident of its matter; for fire can perish. But, in the soul, life is not an accident that comes to add itself to a material subject to constitute a soul. In fact, there is here an alternative: either life is a genuine "being," which is alive by itself; in which case this "being" is the soul that we are seeking to discover, and immortality cannot be refused her; or the soul is a composite, and she must be decomposed until we arrive at something immortal which moves by itself; and such a principle could not be subject to death. Further, when (Stoics) say that life is only an accidental modification of matter, they are thereby forced to acknowledge that the principle that imparted this modification to matter is immortal, and incapable of admitting anything contrary to what it communicates (that is, life, as said Plato, in his Phaedo87), but there is only a single nature that possesses life in actualization.

12. (17). (The Stoics), indeed, claim that every soul is perishable. In this case, everything should long since have been destroyed. Others might say that our soul were mortal, while the universal Soul were immortal. On them, however, is the burden of proof of a difference between the individual and universal souls. Both of them, indeed, are a principle of movement; both live by themselves; both grasp the same object by the same faculty, either by thinking the things contained in heaven, or by considering the nature ("being") of each being, ascending unto the first principle. Since our soul thinks absolute essences either by the notions she finds within herself, or by reminiscence, she evidently is prior to the body. Possessing knowledge of eternal entities, she herself must be eternal. All that dissolves, existing only by its compositeness, can naturally dissolve83 in the same manner that it became composite. But the soul is a single, simple actualization, whose essence is life; not in this manner therefore can the soul perish. Neither could the soul perish by division into a number of parts; for, as we have shown, the soul is neither a mass nor a quantity. As little could the soul perish by alteration; for when alteration destroys anything, it may remove its form, but leaves its matter; alteration, therefore, is a characteristic of something composite. Consequently as the soul cannot perish in any of these ways, she is imperishable.

13. (18). If intelligible entities are separated from sense objects, how does it happen that the soul descends into a body?88 So long as the soul is a pure and impassible intelligence, so long as she enjoys a purely intellectual life like the other intelligible beings, she dwells among them; for she has neither appetite nor desire. But that part which is inferior to intelligence and which is capable of desires, follows their impulsion, "proceeds" and withdraws from the intelligible world. Wishing to ornament matter on the model of the Ideas she contemplated in Intelligence, in haste to exhibit her fruitfulness, and to manifest the germs she bears within her (as said Plato, in the Banquet89), the soul applies herself to produce and create, and, as result of this application, she is, as it were, orientated (or, in "tension") towards sense-objects. With the universal Soul, the human soul shares the administration of the whole world, without, however, entering it; then, desiring to administer some portion of the world on her own responsibility, she separates from the universal Soul, and passes into a body. But even when she is present with the body, the soul does not devote herself entirely to84 it, as some part of her always remains outside of it; that is how her intelligence remains impassible.90

The soul is present in the body at some times, and at other times, is outside of it. When, indeed, following her own inclination, she descends from first-rank entities (that is, intelligible entities) to third-rank entities (that is, earthly entities), she "proceeds" by virtue of the actualization of intelligence, which, remaining within herself, embellishes everything by the ministration of the soul, and which, itself being immortal, ordains everything with immortal power; for intelligence exists continuously by a continuous actualization.91

14. (19). What about the souls of animals inferior to man? The (rational) souls that have strayed so far as to descend into the bodies of animals are nevertheless still immortal.92 Souls of a kind other (than rational souls), cannot proceed from anything else than the living nature (of the universal Soul); and they necessarily are the principles of life for all animals. The case is the same with the souls that inhere in plants. Indeed, all souls have issued from the same principle (the universal Soul), all have an individual life, and are indivisible and incorporeal essences ("beings").

To the objection that the human soul must decompose because she contains three parts, it may be answered that, when souls issue from here below, those that are purified leave what had been added to them in85 generation (the irrational soul,93) while the other non-purified souls do free themselves therefrom with time. Besides, this lower part of the soul does not itself perish, for it exists as long as the principle from which it proceeds. Indeed, nothing that exists is annihilated.

15. (20). This, then, is our answer to those who seek a philosophical demonstration. Those who are satisfied with the testimony of faith and sense, may be referred to those extracts from history which furnish numerous proofs thereof.94 We may also refer to the oracles given by the divinities who order an appeasement of the souls who were victims of some injustice, and to honor the dead,95 and to the rites observed by all towards those who live no more;96 which presupposes that their souls are still conscious beyond. Even after leaving their bodies, many souls who lived on the earth have continued to grant benefits to men.97 By revelation of the future;98 and rendering other services, they themselves prove that the other souls cannot have perished.

As the first book was evidently Platonic, the second seems Numenian, reminding us of the latter's book on the Immortality of the Soul, one of the arguments from which we find in 3 E.

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1. The first possibility is that there is a cause both for the things that become, and those that are; the cause of the former being their becoming, and that of the latter, their existence. Again, neither of them may have a cause. Or, in both cases, some may have a cause, and some not. Further, those that become might have a cause, while, of these that exist, some might partly have a cause. Contrariwise, all things that exist may have a cause, while of those that become, parts may have a cause, and part not. Last, none of the things that become might have any cause.

Speaking of eternal things, the first cannot be derived from other causes, just because they are first. Things dependent from the first, however, may indeed thence derive their being. To each thing we should also attribute the resultant action; for a thing's being is constituted by its displayed energy.

Now among the things that become, or among those that although perpetually existent do not always result in the same actions, it may be boldly asserted that87 everything has a cause. We should not admit (the Stoic contention99) that something happens without a cause, nor accept the (Epicurean100) arbitrary convergence of the atoms, nor believe that any body initiates a movement suddenly and without determining reason, nor suppose (with Epicurus again101) that the soul undertakes some action by a blind impulse, without any motive. Thus to suppose that a thing does not belong to itself, that it could be carried away by involuntary movements, and act without motive, would be to subject it to the most crushing determinism. The will must be excited, or the desire awakened by some interior or exterior stimulus. No determination (is possible) without motive.

If everything that happens has a cause, it is possible to discover such fact's proximate causes, and to them refer this fact. People go downtown, for example, to see a person, or collect a bill. In all cases it is a matter of choice, followed by decision, and the determination to carry it out. There are, indeed, certain facts usually derived from the arts; as for instance the re-establishment of health may be referred to medicine and the physician. Again, when a man has become rich, this is due to his finding some treasure, or receiving some donation, to working, or exercising some lucrative profession. The birth of a child depends on its father, and the concourse of exterior circumstances, which, by the concatenation of causes and effects, favored his procreation; for example, right food, or even a still more distant cause, the fertility of the mother, or, still more generally, of nature (or, in general, it is usual to assign natural causes).

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2. To stop, on arriving at these causes, and to refuse further analysis, is to exhibit superficiality. This is against the advice of the sages, who advise ascending to the primary causes, to the supreme principles. For example, why, during the full moon, should the one man steal, and the other one not steal? Or, why, under the same influence of the heavens, has the one, and not the other, been sick? Why, by use of the same means, has the one become rich, and the other poor? The difference of dispositions, characters, and fortunes force us to seek ulterior causes, as indeed the sages have always done.

Those sages who (like Leucippus, Democritus and Epicurus) assumed material principles such as the atoms, and who explain everything by their motion, their shock and combinations, pretend that everything existent and occurring is caused by the agency of these atoms, their "actions and reactions." This includes, according to them, our appetites and dispositions. The necessity residing in the nature of these principles, and in their effects, is therefore, by these sages, extended to everything that exists. As to the (Ionic Hylicists), who assume other physical (ultimate) principles, referring everything to them, they thus also subject all beings to necessity.

There are others (such as Heraclitus102), who, seeking the (supreme) principle of the universe, refer everything to it; saying that this principle penetrates, moves,89 and produces everything. This they call Fate, and the Supreme Cause. From it they derive everything; its motions are said to give rise not only to the things that are occurring, but even our thought. That is how the members of an animal do not move themselves, but receive the stimulus from the "governing principle" within them.