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Capítulo 8 de 54

III. Anaximenes

23. Anaximenes of Miletos, son of Eurystratos, was, according to TheophrastosTheophrastos, an “associate” of Anaximander.[145] Apollodoros said, it appears, that he “flourished” about the time of the fall of Sardeis (546/5 B.C.), and died in Ol. LXIII. (528/524 B.C.).[146] In other words, he was born when Thales “flourished,” and “flourished” when Thales died, and this means that Apollodoros had no definite information about his date at all. He most probably made him die in the sixty-third Olympiad because that gives just a hundred years, or three generations, for the Milesian school from the birth of Thales. We cannot, therefore, say anything 76positive as to his date, except that he must have been younger than Anaximander, and must have flourished before 494 B.C., when the school was, of course, broken up by the destruction of Miletos.

24. Anaximenes wrote a book which certainly survived until the age of literary criticism; for we are told that he used a simple and unpretentious Ionic,[147] very different, we may suppose, from the poetical prose of Anaximander.[148] We may probably trust this criticism, which comes ultimately from Theophrastos; and it furnishes a good illustration of the truth that the character of a man’s thoughts is sure to find expression in his style. We have seen that the speculations of Anaximander were distinguished for their hardihood and breadth; those of Anaximenes are marked by just the opposite quality. He appears to have thought out his system carefully, but he rejects the more audacious theories of his predecessor. The result is that, while his view of the world is on the whole much less like the truth than Anaximander’s, it is more fruitful in ideas that were destined to hold their ground.

25. Anaximenes is one of the philosophers on whom Theophrastos wrote a special monograph;[149] and this gives us an additional guarantee for the trustworthiness of the tradition derived from his great work. The following[150] are the passages which seem to contain the fullest and most accurate account of what he had to say on the central feature of the system:—

Anaximenes of Miletos, son of Eurystratos, who had been an associate of Anaximander, said, like him, that the underlying substance was one and infinite. He did not, however, say it was indeterminate, like Anaximander, but determinate; for he said it was Air.—Phys. Op. fr. 2 (R. P. 26).

From it, he said, the things that are, and have been, and shall be, the gods and things divine, took their rise, while other things come from its offspring.—Hipp. Ref. i. 7 (R. P. 28).

“Just as,” he said, “our soul, being air, holds us together, so do breath and air encompass the whole world.”—Aet. i. 3, 4 (R. P. 24).

And the form of the air is as follows. Where it is most even, it is invisible to our sight; but cold and heat, moisture and motion, make it visible. It is always in motion; for, if it were not, it would not change so much as it does.—Hipp. Ref. i. 7 (R. P. 28).

It differs in different substances in virtue of its rarefaction and condensation.—Phys. Op. fr. 2 (R. P. 26).

When it is dilated so as to be rarer, it becomes fire; while winds, on the other hand, are condensed Air. Cloud is formed from Air by felting;[151] and this, still further condensed, becomes water. Water, condensed still more, turns to earth; and when condensed as much as it can be, to stones.—Hipp. Ref. i. 7 (R. P. 28).[152]

26. At the first glance, this undoubtedly looks like a falling off from the more refined doctrine of Anaximander to a cruder view; but a moment’s reflexion will show that this is not altogether the case. On the contrary, the introduction of rarefaction and condensation into the theory is a notable advance.[153] In fact, it 78makes the Milesian cosmology thoroughly consistent for the first time; since it is clear that a theory which explains everything by the transformations of a single substance is bound to regard all differences as purely quantitative. The infinite substance of Anaximander, from which the opposites “in it” are “separated out,” cannot, strictly speaking, be thought of as homogeneous, and the only way to save the unity of the primary substance is to say that all diversities are due to the presence of more or less of it in a given space. And when once this important step has been taken, it is no longer necessary to make the primary substance something “distinct from the elements,” to use Aristotle’s inaccurate but convenient phrase; it may just as well be one of them.

27. The air that Anaximenes speaks of includes a good deal that we should not call by that name. In its normal condition, when most evenly distributed, it is invisible, and it then corresponds to our “air”; it is identical with the breath we inhale and the wind that blows. That is why he called it πνεῦμα. On the other hand, the old idea, familiar to us in Homer, that mist or vapour is condensed air, is still accepted without question. In other words, we may say that Anaximenes supposed it to be a good deal easier to get liquid air than it has since proved to be. It was Empedokles, we shall see, who first discovered that what we call air was a distinct corporeal substance, and was not identical either with vapour or with empty space. In the earlier cosmologists “air” is always a form of vapour, and 79even darkness is a form of it. It was Empedokles who cleared up this point too by showing that darkness is a shadow.[154]

It was natural for Anaximenes to fix upon Air in this sense as the primary substance; for, in the system of Anaximander, it occupied an intermediate place between the two fundamental opposites, the sphere of flame and the cold, moist mass within it (§ 19). We know from Plutarch that he fancied air became warmer when rarefied, and colder when condensed. Of this he satisfied himself by a curious experimental proof. When we breathe with our mouths open, the air is warm; when we breathe with our lips closed, it is cold.[155]

28. This argument from human breathing brings us to an important point in the theory of Anaximenes, which is attested by the single fragment that has come down to us.[156] “Just as our soul, being air, holds us together, so do breath and air encompass the whole world.” The primary substance bears the same relation to the life of the world as to that of man. Now this, we shall see, was the Pythagorean view;[157] and it is also an early instance of the argument from the microcosm to the macrocosm, and so marks the first beginnings of an interest in physiological matters.

8029. We turn now to the doxographical tradition concerning the formation of the world and its parts:—

He says that, as the air was felted, the earth first came into being. It is very broad and is accordingly supported by the air.—Ps.-Plut. Strom. fr. 3 (R. P. 25).

In the same way the sun and the moon and the other heavenly bodies, which are of a fiery nature, are supported by the air because of their breadth. The heavenly bodies were produced from the earth by moisture rising from it. When this is rarefied, fire comes into being, and the stars are composed of the fire thus raised aloft. There were also bodies of earthy substance in the region of the stars, revolving along with them. And he says that the heavenly bodies do not move under the earth, as others suppose, but round it, as a cap turns round our head. The sun is hidden from sight, not because it goes under the earth, but because it is concealed by the higher parts of the earth, and because its distance from us becomes greater. The stars give no heat because of the greatness of their distance.—Hipp. Ref. i. 7, 4-6 (R. P. 28).

Winds are produced when air is condensed and rushes along under propulsion; but when it is concentrated and thickened still more, clouds are generated; and, lastly, it turns to water.[158]—Hipp. Ref. i. 7, 7 (Dox. p. 561).

The stars are fixed like nails in the crystalline vault of the heavens.—Aet. ii. 14, 3 (Dox. p. 344).

They do not go under the earth, but turn round it.—Ib. 16, 6 (Dox. p. 346).

The sun is fiery.—Ib. 20, 2 (Dox. p. 348).

It is broad like a leaf.—Ib. 22, 1 (Dox. p. 352).

The heavenly bodies are diverted from their courses by the resistance of compressed air.—Ib. 23, 1 (Dox. p. 352).

The moon is of fire.—Ib. 25, 2 (Dox. p. 356).

Anaximenes explained lightning like Anaximander, adding as an illustration what happens in the case of the sea, which flashes when divided by the oars.—Ib. iii. 3, 2 (Dox. p. 368).

81Hail is produced when water freezes in falling; snow, when there is some air imprisoned in the water.—Aet. iii 4, 1 (Dox. p. 370).

The rainbow is produced when the beams of the sun fall on thick condensed air. Hence the anterior part of it seems red, being burnt by the sun’s rays, while the other part is dark, owing to the predominance of moisture. And he says that a rainbow is produced at night by the moon, but not often, because there is not constantly a full moon, and because the moon’s light is weaker than that of the sun.—Schol. Arat.[159] (Dox. p. 231).

The earth was like a table in shape.—Aet. iii. 10, 3 (Dox. p. 377).

The cause of earthquakes was the dryness and moisture of the earth, occasioned by droughts and heavy rains respectively.—Ib. 15, 3 (Dox. p. 379).

We have seen that Anaximenes was quite justified in going back to Thales in regard to his general theory of the primary substance; but it cannot be denied that the effect of this upon the details of his cosmology was unfortunate. The earth is once more imagined as a table-like disc floating upon the air. The sun, moon, and planets are also fiery discs which float on the air “like leaves.” It follows that the heavenly bodies cannot be thought of as going under the earth at night, but only as going round it laterally like a cap or a millstone.[160] This curious view is also mentioned in Aristotle’s Meteorology,[161] where the elevation of the northern parts of the earth, which makes it possible for 82the heavenly bodies to be hidden from sight, is referred to. In fact, whereas Anaximander had regarded the orbits of the sun, moon, and stars as oblique with reference to the earth, Anaximenes regarded the earth itself as inclined. The only real advance is the distinction of the planets, which float freely in the air, from the fixed stars, which are fastened to the “crystalline” vault of the sky.[162]

The earthy bodies, which circulate among the planets, are doubtless intended to account for eclipses and the phases of the moon.[163]

30. As might be expected, there is the same difficulty about the “innumerable worlds” ascribed to Anaximenes as about those of Anaximander, and most of the arguments given above (§ 18) apply here also. The evidence, however, is far less satisfactory. Cicero says that Anaximenes regarded air as a god, and adds that it came into being.[164] That there is some confusion here is obvious. Air, as the primary substance, is certainly eternal, and it is quite likely that Anaximenes called it “divine,” as Anaximander did the Boundless; but it is certain that he also spoke of gods who came into being and passed away. These arose, he said, from the air. This is expressly stated by Hippolytos,[165] and also by St. Augustine.[166] These gods are probably to 83be explained like Anaximander’s. Simplicius, indeed, takes another view;[167] but he may have been misled by a Stoic authority.

31. It is not quite easy for us to realise that, in the eyes of his contemporaries, and for long after, Anaximenes was a much more important figure than Anaximander. And yet the fact is certain. We shall see that Pythagoras, though he followed Anaximander in his account of the heavenly bodies, was far more indebted to Anaximenes for his general theory of reality (§ 53). We shall see further that when, at a later date, science revived once more in Ionia, it was “the philosophy of Anaximenes” to which it attached itself (§ 122). Anaxagoras adopted many of his most characteristic views (§ 135), and some of them even found their way into the cosmology of the Atomists.[168] Diogenes of Apollonia went back to the central doctrine of Anaximenes, and once more made Air the primary substance, though he also tried to combine it with the theories of Anaxagoras (§ 188). We shall come to all this later on; but it seemed desirable to point out at once that Anaximenes marks the culminating point of the line of thought which 84started with Thales, and to show how the “philosophy of Anaximenes” came to mean the Milesian doctrine as a whole. This it can only have done because it was really the work of a school, of which Anaximenes was the last distinguished representative, and because his contribution to it was one that completed the system he had inherited from his predecessors. That the theory of rarefaction and condensation was really such a completion of the Milesian system, we have seen already (§ 26), and it need only be added that a clear realisation of this fact will be the best clue at once to the understanding of the Milesian cosmology itself and to that of the systems which followed it. In the main, it is from Anaximenes that they all start.

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III. Anaximenes · Sobre la naturaleza (poema) — Parménides · The Conscious Library