Plotinos: Complete Works, vol. 1 (tratados 1–21, biografías) · 10

All the arts concerned with things natural to man are contained within the ideas of Man himself. The Art that is universal is prior to the other arts; but Art is posterior to the Soul herself, or rather, to the life that is in Intelligence before becoming soul, and which, on becoming soul, deserves to be called the Soul herself.

(Transcriber's note: see footnotes 134a and 148.)

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1. On waking from the slumber of the body to return to myself, and on turning my attention from exterior things so as to concentrate it on myself, I often observe an alluring beauty, and I become conscious of an innate nobility. Then I live out a higher life, and I experience atonement with the divinity. Fortifying myself within it, I arrive at that actualization which raises me above the intelligible. But if, after this sojourn with the divinity, I descend once more from Intelligence to the exercise of my reasoning powers, I am wont to ask myself how I ever could actually again descend, and how my soul ever could have entered into a body, since, although she actually abides in the body, she still possesses within herself all the perfection I discover in her.

Heraclitus, who recommends this research, asserts that "there are necessary changes of contraries into each other;" he speaks of "ascenscions" and of a "descent," says that it is "a rest to change, a fatigue to continue unremittingly in the same kinds of work, and to be overwrought. He thus reduces us to conjectures120 because he does not explain himself definitely; and he would even force us to ask how he himself came to discover what he propounds.

Empedocles teaches that "it is a law for souls that have sinned to fall down here below;" and that "he himself, having withdrawn from the divinity, came down to the earth to become the slave of furious discord." It would seem that he limited himself to advancing the ideas that Pythagoras and his followers generally expressed by symbols, both on this and other subjects. Besides Empedocles is obscure because he uses the language of poetry.

Last, we have the divine Plato, who has said so many beautiful things about the soul. In his dialogues he often spoke of the descent of the soul into the body, so that we have the right to expect from him something clearer. Unfortunately, he is not always sufficiently in agreement with himself to enable one to follow his thought. In general, he depreciates corporeal things; he deplores the dealings between the soul and the body; insists150 that the soul is chained down to it, and that she is buried in it as in a tomb. He attaches much importance to the maxim taught in the mysteries that the soul here below is as in a prison.151 What Plato calls the "cavern"152 and Empedocles calls the "grotto," means no doubt the sense-world.153 To break her chains, and to issue from the cavern, means the soul's154 rising to the intelligible world. In the Phaedrus,155 Plato asserts that the cause of the fall of the soul is the loss of her wings; that after having once121 more ascended on high, she is brought back here below by the periods;156 that there are souls sent down into this world by judgments, fates, conditions, and necessity; still, at the same time, he finds fault with the "descent" of the soul into the body. But, speaking of the universe in the Timaeus,157 he praises the world, and calls it a blissful divinity. He states that the demiurgic creator, being good, gave it a soul to make it intelligent, because without the soul, the universe could not have been as intelligent as it ought to have been.158 Consequently, the purpose of the introduction of the universal Soul into the world, and similarly of each of our souls was only to achieve the perfection of the world; for it was necessary for the sense-world to contain animals equal in kind and numbers to those contained in the intelligible world.

2. Plato's theories about the soul lead us to ask how, in general, the soul has, by her nature, been led to enter into relations with the body. Other questions arise: What is the nature of the world where the soul lives thus, either voluntarily or necessarily, or in any other way? Does the Demiurge159 act without meeting any obstacle, or is it with him as with our souls?

To begin with, our souls, charged with the administration of bodies less perfect than the world, had to penetrate within them profoundly in order to manage them; for the elements of these bodies tend to scatter, and to return to their original location, while, in the universe, all things are naturally distributed in their proper places.160 Besides, our bodies demand an active and vigilant foresight, because, by the surrounding122 objects they are exposed to many accidents; for they always have a crowd of needs, as they demand continual protection against the dangers that threaten them.161 But the body of the world is complete and perfect. It is self-sufficient; it has nothing to suffer contrary to its nature; and consequently, it (acts) on a mere order of the universal Soul. That is why the universal Soul can remain impassible, feeling no need, remaining in the disposition desired by her own nature. That is why Plato says that, when our soul dwells with this perfect Soul, she herself becomes perfect, soaring in the ethereal region, and governing the whole world.162 So long as a human soul does not withdraw from the (universal) Soul to enter into a body, and to belong to some individual, she easily administers the world, in the same manner, and together with the universal Soul. Communicating to the body essence and perfection is therefore, for the soul, not an unmixed evil; because the providential care granted to an inferior nature does not hinder him who grants it from himself remaining in a state of perfection.

In the universe there are, indeed, two kinds of providences.163 The first Providence regulates everything in a royal manner, without performing any actions, or observing the details. The second, operating somewhat like an artisan, adjusts its creative power to the inferior nature of creatures by getting in contact with them.164 Now as the divine Soul (or, the principal power,165 always administers the whole world in the first or regal way, dominating the world by her superiority, and by injecting into the world her lowest power (nature), we could not accuse the divinity of having given a bad place to the universal Soul. Indeed, this universal Soul123 was never deprived of her natural power, possessing it always, because this power is not contrary to her being, possessing it uninterruptedly from all eternity.

(Plato) further states that the relation of the souls of the stars to their bodies is the same as that of the universal Soul to the universe,166 where he makes the stars participate in the movements of the universal Soul. He thus grants to those souls the blessedness which is suitable to them. The intercourse of the soul with the body is usually blamed for two things: because it hinders the soul from busying herself with the conceptions of intelligence, and then because it exposes her to agreeable or painful sensations which fill her with desires. Now neither of these two results affect the soul that has not entered into a body, and which does not depend thereon by belonging to some particular individual. Then, on the contrary, she possesses the body of the universe, which has no fault, no need, which can cause her neither fears nor desires, because she has nothing to fear. Thus no anxiety ever forces her to descend to terrestrial objects, or to distract herself from her happy and sublime contemplation. Entirely devoted to divine things, she governs the world by a single power, whose exercise involves no anxiety.

3. Consider now the human soul which167 undergoes numberless ills while in the body, eking out a miserable existence, a prey to griefs, desires, fears, sufferings of all kinds, for whom the body is a tomb, and the sense-world a "cave" or "grotto." This difference124 of opinions about the condition of the universal Soul and the human soul is not contradictory, because these two souls do not have the same reasons for descent into a body. To begin with, the location of thought, that we call the intelligible world,168 contains not only the entire universal Intelligence, but also the intellectual powers, and the particular intelligences comprised within the universal Intelligence; since there is not only a single intelligence, but a simultaneously single and plural intelligence. Consequently, it must also have contained a single Soul, and a plurality of souls; and it was from the single Soul, that the multiple particular and different souls had to be born, as from one and the same genus are derived species that are both superior and inferior, and more or less intellectual. Indeed, in the intelligible world, there is, on one hand, the (universal) Intelligence which, like some great animal, potentially contains the other intelligences. On the other hand, are the individual intelligences, each of which possess in actualization what the former contains potentially. We may illustrate by a living city that would contain other living cities. The soul of the universal City would be more perfect and powerful; but nothing would hinder the souls of the other cities from being of the same kind. Similarly, in the universal Fire, there is on one hand a great fire, and on the other small fires, while the universal Being is the being of the universal Fire, or rather, is the source from which the being of the universal Fire proceeds.

The function of the rational soul is to think, but she does not limit herself to thinking. Otherwise there would be no difference between her and intelligence. Besides her intellectual characteristics, the soul's characteristic125 nature, by virtue of which she does not remain mere intelligence, has a further individual function, such as is possessed by every other being. By raising her glance to what is superior to her, she thinks; by bringing them down to herself, she preserves herself; by lowering them to what is inferior to her, she adorns it, administers it, and governs it. All these things were not to remain immovable in the intelligible world, to permit of a successive issue of varied beings, which no doubt are less perfect than that which preceded them, but which, nevertheless, exist necessarily during the persistence of the Principle from which they proceed.

4. There are individual souls which, in their conversion169 towards the principle from which they proceed, aspire to the intelligible world, and which also exercise their power on inferior things, just as light, which does not disdain to throw its rays down to us though remaining suspended to the sun on high. These souls must remain sheltered from all suffering so long as in the intelligible world they remain together with the universal Soul. They must besides, in heaven, share with it the administration of the world; like kings who, being colleagues of the great King of the universe, share the government with Him, without themselves descending from their thrones, without ceasing to occupy a place as elevated as He. But when they pass from this state in which they live with the universal Soul to a particular and independent existence, when they seem weary of dwelling with another, then each of them returns to what belongs to her individually. Now when a soul has done that for a long while, when she withdraws from the universal Soul, and distinguishes herself therefrom, when she126 ceases to keep her glances directed towards the intelligible world; then, isolating herself in her individual existence, she weakens, and finds herself overwhelmed with a crowd of cares, because she directs her glance at something individual. Having therefore separated herself from the universal Soul as well as from the other souls that remain united thereto, and having attached herself to an individual body, and concentrating herself exclusively on this object, which is subjected to the destructive action of all other beings, she ceases to govern the whole to administer more carefully a part, the care of which forces her to busy herself, and mingle with external things, to be not only present in the body, but also to interpenetrate it.

Thus, in the common expression, she has lost her wings, and is chained by the bonds of the body, because she gave up the calm existence she enjoyed when with the universal Soul she shared the administration of the world; for when she was above she spent a much happier life. The fallen soul is therefore chained or imprisoned, obliged to have recourse to the senses because she cannot first make use of intelligence. She is, as it is said, buried in a tomb, or cavern. But by her conversion towards thought, she breaks her bonds, she returns upwards towards higher regions, when, starting from the indications of reminiscence she rises to the contemplation of the essences;170 for even after her fall she always preserves something superior to the body.

Souls therefore are necessarily amphibians;171 since they alternately live in the intelligible world, and in the sense-world; staying longer in the intelligible world127 when they can remain united to supreme Intelligence more permanently, or staying longer or preponderatingly here below when nature or destiny imposes on them a contrary fate. That is the secret meaning of Plato's words172 to the effect that the divinity divides the seeds of the souls formed by a second mixture in the cup, and that He separates them into (two) parts. He also adds that they must necessarily fall into generation after having been divided into a definite number. Plato's statement that the divinity sowed the souls,173 as well as the divinity's address to the other deities, must be taken figuratively. For, in reference to the things contained in the universe, this implies that they are begotten or produced; for successive enumeration and description implies an eternal begetting, and that those objects exist eternally in their present state.

5. Without any inherent contradiction it may therefore be asserted either,174 that the souls are sowed into generation, that they descend here below for the perfection of the universe, or that they are shut up in a cavern as the result of a divine punishment, that their fall is simultaneously an effect of their will and of necessity—as necessity does not exclude voluntariness—and that they are in evil so long as they are incarnate in bodies. Again, as Empedocles says, they may have withdrawn from the divinity, and have lost their way, and have committed some fault that they are expiating; or, as says Heraclitus, that rest consists in flight (from heaven, and descent here below), and that the descent of souls is neither entirely voluntary, nor involuntary. Indeed, no being ever falls voluntarily; but as it is by his own motion that he descends to lower things, and reaches a less happy condition, it may be said that he bears the punishment of his128 conduct. Besides, as it is by an eternal law of nature that this being acts and suffers in that manner, we may, without contradiction or violence to the truth, assert that the being who descends from his rank to assist some lower thing is sent by the divinity.175 In spite of any number of intermediate parts (which separate) a principle from its lower part, the latter may still be ascribed to the former.176

Here there are two possible faults for the soul. The first consists in the motive that determines her to descend. The second is the evil she commits after having descended here below. The first fault is expiated by the very condition of the soul after she has descended here below. The punishment of the latter fault, if not too serious, is to pass into other bodies more or less promptly according to the judgment delivered about her deserts—and we speak of a "judgment" to show that it is the consequence of the divine law. If however the perversity of the soul passes all measure, she undergoes, under the charge of guardians in charge of her chastisement, the severe punishments she has incurred.

Thus, although the soul have a divine nature (or "being"), though she originate in the intelligible world, she enters into a body. Being a lower divinity, she descends here below by a voluntary inclination, for the purpose of developing her power, and to adorn what is below her. If she flee promptly from here below, she does not need to regret having become acquainted with evil, and knowing the nature of vice,177 nor having had the opportunity of manifesting her129 faculties, and to manifest her activities and deeds. Indeed, the faculties of the soul would be useless if they slumbered continuously in incorporeal being without ever becoming actualized. The soul herself would ignore what she possesses if her faculties did not manifest by procession, for everywhere it is the actualization that manifests the potentiality. Otherwise, the latter would be completely hidden and obscured; or rather, it would not really exist, and would not possess any reality. It is the variety of sense-effects which illustrates the greatness of the intelligible principle, whose nature publishes itself by the beauty of its works.

6. Unity was not to exist alone; for if unity remained self-enclosed, all things would remain hidden in unity without having any form, and no beings would achieve existence. Consequently, even if constituted by beings born of unity, plurality would not exist, unless the inferior natures, by their rank destined to be souls, issued from those beings by the way of procession. Likewise, it was not sufficient for souls to exist, they also had to reveal what they were capable of begetting. It is likewise natural for each essence to produce something beneath it, to draw it out from itself by a development similar to that of a seed, a development in which an indivisible principle proceeds to the production of a sense-object, and where that which precedes remains in its own place at the same time as it begets that which follows by an inexpressible power, which is essential to intelligible natures. Now as this power was not to be stopped or circumscribed in its actions by jealousy, there was need of a continuous procession until, from degree to degree, all things had descended to the extreme limits of what was possible;178 for it is the characteristic of an inexhaustible130 power to communicate all its gifts to everything, and not to permit any of them to be disinherited, since there is nothing which hinders any of them from participating in the nature of the Good in the measure that it is capable of doing so. Since matter has existed from all eternity, it was impossible that from the time since it existed, it should not participate in that which communicates goodness to all things according to their receptivity thereof.179 If the generation of matter were the necessary consequence of anterior principles, still it must not be entirely deprived of the good by its primitive impotence, when the cause which gratuitously communicated "being" to it remained self-enclosed.

The excellence, power and goodness of intelligible (essences) are therefore revealed by sense-objects; and there is an eternal connection between intelligible (entities) that are self-existent, and sense-objects, which eternally derive their existence therefrom by participation, and which imitate intelligible nature to the extent of their ability.

7. As there are two kinds of being (or, existence), one of sensation, and the other intelligible, it is preferable for the soul to live in the intelligible world; nevertheless, as a result of her nature, it is necessary for her also to participate in sense-affairs.180 Since she occupies only an intermediate rank, she must not feel wronged at not being the best of beings.181 Though on one hand her condition be divine, on the other she is located on the limits of the intelligible world, because of her affinity for sense-nature. She causes this nature to participate in her powers, and she even receives something therefrom, when, instead of managing131 the body without compromising her own security, she permits herself to be carried away by her own inclination to penetrate profoundly within it, ceasing her complete union with the universal Soul. Besides, the soul can rise above the body after having learned to feel how happy one is to dwell on high, by the experience of things seen and suffered here below, and after having appreciated the true Good by the comparison of contraries. Indeed the knowledge of the good becomes clearer by the experience of evil, especially among souls which are not strong enough to know evil before having experienced it.182

The procession of intelligence consists in descending to things that occupy the lowest rank, and which have an inferior nature,183 for Intelligence could not rise to the superior Nature. Obliged to act outside of itself, and not being able to remain self-enclosed, by a necessity and by a law of its nature, intelligence must advance unto the soul where it stops; then, after having communicated of itself to that which immediately follows it, intelligence must return to the intelligible world. Likewise, the soul has a double action in her double relation with what is below and above her. By her first action, the soul manages the body to which she is united; by the second, she contemplates the intelligible entities. These alternatives work out, for individual souls, with the course of time; and finally there occurs a conversion which brings them back from the lower to the higher natures.

The universal Soul, however, does not need to busy herself with troublesome functions, and remains out132 of the reach of evils. She considers what is below her in a purely contemplative manner, while at the same time remaining related to what is above her. She is therefore enabled simultaneously on one side to receive, and on the other to give, since her nature compels her to relate herself closely with the objects of sense.184

8. Though I should set myself in opposition to popular views, I shall set down clearly what seems to me the true state of affairs. Not the whole soul enters into the body. By her higher part, she ever remains united to the intelligible world; as, by her lower part, she remains united to the sense-world. If this lower part dominates, or rather, if it be dominated (by sensation) and troubled, it hinders us from being conscious of what the higher part of the soul contemplates. Indeed that which is thought impinges on our consciousness only in case it descends to us, and is felt. In general, we are conscious of what goes on in every part of the soul only when it is felt by the entire soul. For instance, appetite, which is the actualization of lustful desire, is by us cognized only when we perceive it by the interior sense or by discursive reason, or by both simultaneously. Every soul has a · lower part turned towards the body, and a higher part turned towards divine Intelligence. The universal Soul manages the universe by her lower part without any kind of trouble, because she governs her body not as we do by any reasoning, but by intelligence, and consequently in a manner entirely different from that adopted by art. The individual souls, each of whom administers a part of the universe,185 also have a part that rises above their body; but they are distracted from thought by sensation, and by a perception of a133 number of things which are contrary to nature, and which come to trouble them, and afflict them. Indeed, the body that they take care of constitutes but a part of the universe, is incomplete, and is surrounded by exterior objects. That is why it has so many needs, why it desires luxuriousness, and why it is deceived thereby. On the contrary, the higher part of the soul is insensible to the attraction of these transitory pleasures, and leads an undisturbed life.

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1. Everything that exists after the First is derived therefrom, either directly or mediately, and constitutes a series of different orders such that the second can be traced back to the First, the third to the second, and so forth. Above all beings there must be Something simple and different from all the rest which would exist in itself, and which, without ever mingling with anything else, might nevertheless preside over everything, which might really be the One, and not that deceptive unity which is only the attribute of essence, and which would be a principle superior even to being, unreachable by speech, reason, or science. For if it be not completely simple, foreign to all complexity and composition, and be not really one, it could not be a principle. It is sovereignly absolute only because it is simple and first. For what is not first, is in need of superior things; what is not simple has need of being constituted by simple things. The Principle of everything must therefore be one and only. If it were admitted that there was a second principle of that kind, both would constitute but a single one. For we do not say that they are bodies, nor that the One and First is a body; for every body is composite and begotten, and consequently is not a principle; for a principle cannot be begotten.186 Therefore, since the135 principle of everything cannot be corporeal, because it must be essentially one, it must be the First.

If something after the One exist, it is no more the simple One, but the multiple One. Whence is this derived? Evidently from the First, for it could not be supposed that it came from chance; that would be to admit that the First is not the principle of everything. How then is the multiple One derived from the First? If the First be not only perfect, but the most perfect, if it be the first Power, it must surely, in respect to power, be superior to all the rest, and the other powers must merely imitate it to the limit of their ability. Now we see that all that arrives to perfection cannot unfruitfully remain in itself, but begets and produces. Not only do beings capable of choice, but even those lacking reflection or soul have a tendency to impart to other beings, what is in them; as, for instance, fire emits heat, snow emits cold; and plant-juices (dye and soak) into whatever they happen to touch. All things in nature imitate the First principle by seeking to achieve immortality by procreation, and by manifestation of their qualities. How then would He who is sovereignly perfect, who is the supreme Good, remain absorbed in Himself, as if a sentiment of jealousy hindered Him from communicating Himself, or as if He were powerless, though He is the power of everything? How then would He remain principle of everything? He must therefore beget something, just as what He begets must in turn beget. There must therefore be something beneath the First. Now this thing (which is immediately beneath the First), must be very venerable, first because it begets everything else, then because it is begotten136 by the First, and because it must, as being the Second, rank and surpass everything else.

2. If the generating principle were intelligence, what it begot would have to be inferior to intelligence, and nevertheless approximate it, and resemble it more than anything else. Now as the generating principle is superior to intelligence, the first begotten thing is necessarily intelligence. Why, however, is the generating principle not intelligence? Because the act of intelligence is thought, and thought consists in seeing the intelligible; for it is only by its conversion towards it that intelligence achieves a complete and perfect existence. In itself, intelligence is only an indeterminate power to see; only by contemplation of the intelligible does it achieve the state of being determined. This is the reason of the saying, "The ideas and numbers, that is, intelligence, are born from the indefinite doubleness, and the One." Consequently, instead of being simple, intelligence is multiple. It is composed of several elements; these are doubtless intelligible, but what intelligence sees is none the less multiple. In any case, intelligence is simultaneously the object thought, and the thinking subject; it is therefore already double.

But besides this intelligible (entity, namely, intelligence), there is another (higher) intelligible (the supreme Intelligible, the First). In what way does the intelligence, thus determined, proceed from the (First) Intelligible? The Intelligible abides in itself, and has need of nothing else, while there is a need137 of something else in that which sees and thinks (that is, that which thinks has need of contemplating the supreme Intelligible). But even while remaining within Himself, the Intelligible (One) is not devoid of sentiment; all things belong to Him, are in Him, and with Him. Consequently, He has the conception of Himself, a conception which implies consciousness, and which consists in eternal repose, and in a thought, but in a thought different from that of intelligence. If He begets something while remaining within Himself, He begets it precisely when He is at the highest point of individuality. It is therefore by remaining in His own state that He begets what He begets; He procreates by individualizing. Now as He remains intelligible, what He begets cannot be anything else than thought; therefore thought, by existing, and by thinking the Principle whence it is derived (for it could not think any other object), becomes simultaneously intelligence and intelligible; but this second intelligible differs from the first Intelligible from which it proceeds, and of which it is but the image and the reflection.